According to its official website, CLSA is a capital markets and investment group established in Hong Kong in 1986 that operates in 13 countries across Asia, Australia, Europe and the Americas; its parent is CITIC Securities, China's leading investment bank. Australian services are provided by CLSA Australia Pty Ltd (ABN 53 139 992 331), established in Sydney in 2009, which holds ASIC licence AFSL 350159. CLSA Australia offers equity research covering about 160 of Australia's largest listed companies, equity sales and broking, investment banking including equity capital markets and M&A advisory, high-touch and electronic execution (DMA, algorithms, programme and block trading, P-notes and swaps), wealth management and corporate access. Its clients include domestic and international fund managers, corporates and investors; according to ASIC's record the licence covers wholesale clients only. The office is at Grosvenor Place, 225 George Street, Sydney. This information is the company's own statement.
Datos de la cuenta
TIPOS DE CUENTAInstitutional investors, corporates and wholesale clients
DEPÓSITO MÍN.Not stated
PLATAFORMASDMA and DSA algorithms · High-touch trading desk · CLSA research portal and mobile app
PRODUCTOSAustralian equities · Equity research · Equity capital markets and M&A advisory · Programme and block trading · P-notes and swaps · Wealth management
Licencias y regulación
ASIC (Australia)
N.º de licenciaAFSL 350159
Titular de la licenciaCLSA AUSTRALIA PTY LTD
AlcanceAFS licence held since 22 Jul 2010. According to ASIC's record, the licence covers advice, dealing, underwriting, market making and custody in government bonds, derivatives, FX contracts, managed funds and securities, for wholesale clients only.
EstadoVerificada
Fuentes e historial de verificación
Fuentes oficiales de la empresaclsa.com — Australia page (Overview, Research, Investment Banking, Equity Sales, Execution, Wealth Management, Corporate Access, Contacts) and About page
Registros del reguladorASIC — CLSA AUSTRALIA PTY LTD, AFSL 350159 (AFS licensee dataset, data.gov.au, 7 Oct 2026)
Registro mercantilABN 53 139 992 331 (ABN Lookup)
Fuentes de opiniones de usuariosTrustpilot · Şikayetvar · WikiFX